Changes to the Handbook for Financial Services Businesses and Prescribed Businesses
14th December 2009
Handbook for Financial Services Businesses Handbook for Prescribed Businesses
Financial Crime
Consultation on changes to AML/CFT legislation
14th December 2009
The Commission has written to the managing directors of all Financial Services Businesses today, seeking comments on the proposed changes to Schedule 1 to the Criminal Justice (Proceeds of Crime) (Bailiwick of Guernsey) Law, 1999 ("the 1999 Law"), proposed changes to Schedule 1 to the Registration of Non-Regulated Financial Services Businesses (Bailiwick of Guernsey) Law, 2008 ("the 2008 Law")...
Instructions for financial services businesses and prescribed businesses
11th November 2009
Instructions for financial services businesses and prescribed businesses
The Criminal Justice (Proceeds of Crime) (Legal Professionals, Accountants and Estate Agents) (Bailiwick of Guernsey) (Amendment) Regulations, 2009 and the Associated Handbook
11th June 2009
The Policy Council have signed the Criminal Justice (Proceeds of Crime) (Legal Professionals, Accountants and Estate Agents) (Bailiwick of Guernsey) (Amendment) Regulations, 2009. The main change to the 2008 regulations created by the amendment regulations is a requirement that senior management sign off is needed for all new high risk relationships and not only for new PEP relationships. The...
The Criminal Justice (Proceeds of Crime) (Financial Services Businesses) (Bailiwick of Guernsey) (Amendment) Regulations, 2009 and the Associated Handbook
11th June 2009
The Policy Council have signed the Criminal Justice (Proceeds of Crime) (Financial Services Businesses) (Bailiwick of Guernsey) (Amendment) Regulations, 2009. The main change to the 2007 regulations created by the amendment regulations is a requirement that senior management sign off is needed for all new high risk relationships and not only for new PEP relationships. The amendment regulations...
Business from Sensitive Sources Notice 9 for financial services businesses and Notice 4 for prescribed businesses
5th May 2009
Business from Sensitive Sources Notice 9 for financial services businesses and Notice 4 for prescribed businesses
Business from Sensitive Sources Notice 8 for financial services businesses and Notice 3 for prescribed businesses
13th March 2009
Business from Sensitive Sources Notice 8 for financial services businesses and Notice 3 for prescribed businesses
Business from Sensitive Sources Notice 7 for financial services businesses and Notice 2 for prescribed businesses
18th February 2009
Business from Sensitive Sources Notice 7 for financial services businesses and Notice 2 for prescribed businesses
Consultation on the AML/CFT Regulations and Handbook for Prescribed Businesses
18th February 2009
The Commission has written to the managing partners of firms of lawyers and accountants and the managing directors of estate agents today, seeking comments on the tracked changes to the Criminal Justice (Proceeds of Crime) (Legal Professionals, Accountants and Estate Agents) (Bailiwick of Guernsey) Regulations, 2008 and the Handbook for Legal Professionals, Accountants and Estate Agents on...