Prohibitions

On the 14th day of August 2024, the Commission decided to prohibit Mr Stephen Paul Dewsnip from performing any function on behalf of a regulated entity. The exemption set out in section 3(1)(g) of the Regulation of Fiduciaries, Administration Business and Company Directors, etc. (Bailiwick of Guernsey) Law, 20 20 (which would otherwise permit an individual to act as a director of not more than six...

Date of prohibition order pursuant to Section 33 of The Financial Services Business (Enforcement Powers) (Bailiwick of Guernsey) Law, 2020 and prohibited functions: From 14 October 2024 to 14 October 2026: holding the position of controller, director, money laundering reporting officer and money laundering compliance officer.

Date of prohibition order pursuant to section 33 of The Financial Services Business (Enforcement Powers) (Bailiwick of Guernsey) Law, 2020 and prohibited functions: From 8 July 2024 until 8 April 2026: holding a supervised role.

Date of prohibition order pursuant to section 33 of The Financial Services Business (Enforcement Powers) (Bailiwick of Guernsey) Law, 2020 and prohibited functions: From 19 June 2024 until 19 April 2027: holding a supervised role.

Date of prohibition order pursuant to section 33 of The Financial Services Business (Enforcement Powers) (Bailiwick of Guernsey) Law, 2020 and prohibited functions: From 19 June 2024 until 19 April 2027: holding a supervised role.

Date of prohibition order pursuant to section 33 of The Financial Services Business (Enforcement Powers) (Bailiwick of Guernsey) Law, 2020 and prohibited functions: From 1 March 2024 until 1 April 2033: controller, director, partner, manager, money laundering reporting officer and money laundering compliance officer under each of the regulatory laws.

Date of prohibition order pursuant to section 33 of The Financial Services Business (Enforcement Powers) (Bailiwick of Guernsey) Law, 2020 and prohibited functions: From 4 March 2024 until 4 September 2027: holding a supervised role.

Date of prohibition order pursuant to section 33 of The Financial Services Business (Enforcement Powers) (Bailiwick of Guernsey) Law, 2020 and prohibited functions: From 4 March 2024 until 4 January 2027: holding a supervised role.

Date of prohibition order pursuant to section 33 of The Financial Services Business (Enforcement Powers) (Bailiwick of Guernsey) Law, 2020 and prohibited functions: From 23 January 2024 until 22 January 2026: any function under each of the regulatory laws.