This is the list of prohibition orders made by the Commission. Prohibition Orders made after 1 November 2021 are included on this list pursuant to section 34 of the Enforcement Powers Law. Prior to that date, the list was made pursuant to section 34F(1) of the Protection of Investors (Bailiwick of Guernsey) Law, 1987, section 28B(1) of The Insurance Business (Bailiwick of Guernsey) Law, 2002, section 18B(1) of The Insurance Managers and Insurance Intermediaries (Bailiwick of Guernsey) Law, 2002 and sections 17B(1) of each of the Banking Supervision (Bailiwick of Guernsey) Law, 1994 and The Regulation of Fiduciaries, Administration Businesses and Company Directors, etc. (Bailiwick of Guernsey) Law, 2000, as amended in each case.
The Commission has prohibited the individuals named below from carrying out the functions described below. Licensees under the above laws are required to take reasonable care to ensure that none of their functions, in relation to the carrying on of a regulated activity, is performed by a person who is prohibited from doing so by a prohibition order.
Mr Stephen Paul Dewsnip (Date of Birth 29 January 1967) last known address of Millbrow House, Southport Road, Scarisbrick, West Lancashire, L40 8HG
Date of prohibition order pursuant to Section 33 of the Financial Services Business (Enforcement Powers) (Bailiwick of Guernsey) Law, 2020 and prohibited functions:
From 14 August 2024: any function in relation to a regulated business and/or an authorised or registered collective investment scheme and/or a controlled investment business.
Mr Colin Andrew Borman (Date of Birth 12 May 1972) of Willow, Grand Maison Road, St Sampson, Guernsey, GY2 4JX
Date of prohibition order pursuant to Section 33 of The Financial Services Business (Enforcement Powers) (Bailiwick of Guernsey) Law, 2020 and prohibited functions:
From 14 October 2024 to 14 October 2026: holding the position of controller, director, money laundering reporting officer and money laundering compliance officer.
Mr Mark Wilson Le Tissier (Date of Birth 24 April 1963) of L’Esperance, Epinelle Road, St Sampson, Guernsey, GY2 4YY
Date of prohibition order pursuant to section 33 of The Financial Services Business (Enforcement Powers) (Bailiwick of Guernsey) Law, 2020 and prohibited functions:
From 19 June 2024 until 19 April 2027: holding a supervised role.
Mr Ryan Daniel Dekker (Date of Birth 28 June 1977) of Amatola, 3 Le Petit Frappier, Rue des Marettes, St Martin, GY4 6JH
Date of prohibition order pursuant to section 33 of The Financial Services Business (Enforcement Powers) (Bailiwick of Guernsey) Law, 2020 and prohibited functions:
From 19 June 2024 until 19 April 2027: holding a supervised role.
Mrs Boonyasinee (“Kwan”) Queripel (Date of Birth 13 March 1976) of Foinavon, Havilland Vale, St. Peter Port, Guernsey, GY1 2UN
Date of prohibition order pursuant to section 33 of The Financial Services Business (Enforcement Powers) (Bailiwick of Guernsey) Law, 2020 and prohibited functions:
From 8 July 2024 until 8 April 2026: holding a supervised role.
Ms Ginette Louise Blondel (Date of Birth 2 July 1984) of Fontenelle, Les Baissieres, St Peter Port, Guernsey, GY1 2UE
Date of prohibition order pursuant to section 33 of The Financial Services Business (Enforcement Powers) (Bailiwick of Guernsey) Law, 2020 and prohibited functions:
From 1 March 2024 until 1 April 2033: controller, director, partner, manager, money laundering reporting officer and money laundering compliance officer under each of the regulatory laws.
Mr David Charles Housley Whitworth (Date of Birth 25 February 1955) of Apartment 4, The Lea, Rue Pres Les Nicolles, Forest, Guernsey GY8 0AD
Date of prohibition order pursuant to section 33 of The Financial Services Business (Enforcement Powers) (Bailiwick of Guernsey) Law, 2020 and prohibited functions:
From 4 March 2024 until 4 September 2027: holding a supervised role.
Mr Paul Conway (Date of Birth 21 January 1958) of Charel, Les Osmonds Lane, St Sampson, Guernsey GY2 4GG
Date of prohibition order pursuant to section 33 of The Financial Services Business (Enforcement Powers) (Bailiwick of Guernsey) Law, 2020 and prohibited functions:
From 4 March 2024 until 4 January 2027: holding a supervised role.
Mr Iskander Karam (Date of Birth 17/01/1979) of Sun House, 6 Chelsea Embankment, London, SW3 4LF
Date of prohibition order pursuant to section 33 of The Financial Services Business (Enforcement Powers) (Bailiwick of Guernsey) Law, 2020 and prohibited functions:
From 23 January 2024 until 22 January 2026: any function under each of the regulatory laws.
Mrs Linda Dowding (Date of Birth 21 November 1953) of Brookland, Route de Cobo, Castel GY5 7UW
Mrs Linda Dowding (Date of Birth 21 November 1953) of Brookland, Route de Cobo, Castel GY5 7UW
Date of prohibition order pursuant to section 33 of The Financial Services Business (Enforcement Powers) (Bailiwick of Guernsey) Law, 2020 and prohibited functions:
From 26 September 2023 until 25 September 2026: shareholder, controller, director, partner, manager, money laundering reporting officer and money laundering compliance officer under each of the regulatory laws.
Mr Paul Conway (Date of Birth 21 January 1958) of Charel, Les Osmonds Lane, St Sampson GY2 4GG
Date of prohibition order pursuant to section 33 of The Financial Services Business (Enforcement Powers) (Bailiwick of Guernsey) Law, 2020 and prohibited functions:
From 4 August 2023 until 3 August 2026: shareholder, controller, director, partner, manager, money laundering reporting officer and money laundering compliance officer under each of the regulatory laws.
Mr Trevor James Kelham (Date of Birth 1 August 1965) of 20303 N 75th Way, Scottsdale, Arizona, 85255, United States
Date of prohibition order pursuant to section 33 of the Financial Services Business (Enforcement Powers) (Bailiwick of Guernsey) Law, 2020 and prohibited functions:
From 25 April 2023 until 25 April 2027: the functions of director, controller, partner, manager and financial adviser.
Mr William Stephen Cairns (date of Birth 15 January 1949) of Key West, Doyle Road, St Peter Port Guernsey GY1 1RG
Date of prohibition order pursuant to section 33 of the Financial Services Business (Enforcement Powers) (Bailiwick of Guernsey) Law, 2020 and prohibited functions:
From 2 February 2023 until 2 July 2033: the functions of controller, director, money laundering reporting officer and money laundering compliance officer.
Mr Du Preez Gert Vermeulen (Date of Birth 5 August 1987) of Doyle Court, Doyle Road, St Peter Port Guernsey GY1 1RD
Date of prohibition order pursuant to section 33 of the Financial Services Business (Enforcement Powers) (Bailiwick of Guernsey) Law, 2020 and prohibited functions:
From 2 February 2023 until 2 March 2025: the functions of director.
Mr Hamish Jebb Hamilton Few (Date of Birth 1 July 1983) of Vue de Rocquaine, Rue de L’Aitte, Torteval, Guernsey, GY8 0PD
Date of prohibition order pursuant to section 33 of the Financial Services Business (Enforcement Powers) (Bailiwick of Guernsey) Law, 2020 and prohibited functions:
From 30 December 2022 until 30 April 2026: the functions of controller, director, money laundering reporting officer and money laundering compliance officer.
Mr Geoffrey John Trebert (Date of Birth 26 March 1969) of 5 Fort Grey Apartments, La Route de la Lague, Torteval, Guernsey, GY8 0EQ
Date of prohibition order pursuant to section 33 of the Financial Services Business (Enforcement Powers) (Bailiwick of Guernsey) Law, 2020 and prohibited functions:
From 15 September 2022 until 15 July 2025: the functions of controller, director, partner, manager, money laundering reporting officer and money laundering compliance officer.
Mr Robert Archibald Gilchrist Sinclair (Date of Birth 5 October 1949) of Les Profonds Camps, La Rue Du Profond Camp, St. Martin’s, Guernsey, GY4 6EZ
Date of prohibition order pursuant to section 33 of the Financial Services Business (Enforcement Powers) (Bailiwick of Guernsey) Law, 2020 and prohibited functions:
From 20 January 2022 until 27 August 2027: the functions of controller,* director, partner, manager, money laundering reporting officer and money laundering compliance officer.
*Subject to a limited exception permitting Mr Sinclair to pursue Civil Action Number 2394 in the Royal Court of Guernsey
Mr Keith Laurence Hammond (Date of Birth 5 November 1964) of 6 Clos Collette Nicolle, Green Lanes, St Peter Port, Guernsey, GY1 1RL
Date of prohibition order, law under which made and prohibited functions:
The Protection of Investors (Bailiwick of Guernsey) Law, 1987, as amended from 14 May 2021 until 14 November 2024: any function in relation to controlled investment business.
The Regulation of Fiduciaries, Administration Business and Company Directors, etc. (Bailiwick of Guernsey) Law, 2000, as amended from 14 May 2021 until 14 November 2024: any function in relation to a regulated activity carried on by a licensed fiduciary.
The Insurance Managers and Insurance Intermediaries (Bailiwick of Guernsey) Law, 2002, as amended from 14 May 2021 until 14 November 2024: any function on behalf of a licensee in relation to the business of an insurance manager or an insurance intermediary.
The Insurance Business (Bailiwick of Guernsey) Law, 2002, as amended from 14 May 2021 until 14 November 2024: any function on behalf of a licensee in relation to an insurance business.
The Banking Supervision (Bailiwick of Guernsey) Law, 1994, as amended from 14 May 2021 until 14 November 2024: any function on behalf of a licensee in relation to a deposit-taking business.
Mr Ian Roger Parry (Date of Birth 2 April 1970) of Les Niaux Cottage, Les Niaux, Castel, Guernsey, GY5 7AF
Date of prohibition order, law under which made and prohibited functions:
The Protection of Investors (Bailiwick of Guernsey) Law, 1987, as amended from 4 March 2021: any function in relation to controlled investment business.
The Regulation of Fiduciaries, Administration Business and Company Directors, etc (Bailiwick of Guernsey) Law, 2000, as amended from 4 March 2021: any function in relation to a regulated activity carried on by a licensed fiduciary.
The Insurance Managers and Insurance Intermediaries (Bailiwick of Guernsey) Law, 2002, as amended from 4 March 2021: any function on behalf of a licensee in relation to the business of an insurance manager or an insurance intermediary.
The Insurance Business (Bailiwick of Guernsey) Law, 2002, as amended from 4 March 2021: any function on behalf of a licensee in relation to an insurance business.
The Banking Supervision (Bailiwick of Guernsey) Law, 1994, as amended from 4 March 2021: any function on behalf of a licensee in relation to a deposit-taking business.
Mr John Adam Robilliard (Date of Birth 11 June 1973) of Pointe Du Jour, Les Mourants, St Martin, Guernsey, GY4 6TW
Date of prohibition order, law under which made and prohibited functions:
The Protection of Investors (Bailiwick of Guernsey) Law, 1987, as amended from 31 March 2021 until 31 March 2027: the functions of shareholder, controller, director, partner, manager, money laundering reporting officer and money laundering compliance officer in relation to controlled investment business carried on by a licensed entity.
The Regulation of Fiduciaries, Administration Business and Company Directors, etc (Bailiwick of Guernsey) Law, 2000, as amended from 31 March 2021 until 31 March 2027: the functions of shareholder, controller, director, partner, manager, money laundering reporting officer and money laundering compliance officer in relation to a regulated activity carried on by or for a licensed fiduciary.
The Insurance Managers and Insurance Intermediaries (Bailiwick of Guernsey) Law, 2002, as amended from 31 March 2021 until 31 March 2027: the functions of shareholder, controller, director, partner, manager, money laundering reporting officer and money laundering compliance officer in relation to the business of an insurance manager or an insurance intermediary carried on by or for an insurance manager or an insurance intermediary.
The Insurance Business (Bailiwick of Guernsey) Law, 2002, as amended from 31 March 2021 until 31 March 2027: the functions of shareholder, controller, director, partner, manager, money laundering reporting officer and money laundering compliance officer in relation to an insurance business carried on by or for a licensed business.
The Banking Supervision (Bailiwick of Guernsey) Law, 1994, as amended from 31 March 2021 until 31 March 2027: the functions of shareholder, controller, director, partner, manager, money laundering reporting officer and money laundering compliance officer in relation to a deposit-taking business carried on by or for a licensed institution.
Mr Christopher Henry Shaw (Date of Birth 5 October 1953) of Ferter Farmhouse, Glentrool Forest, South Ayrshire KA26 0SR
Date of prohibition order, law under which made and prohibited functions:
The Protection of Investors (Bailiwick of Guernsey) Law, 1987, as amended from 31 March 2021 until 31 March 2031: the functions of shareholder, controller, director, partner, manager, money laundering reporting officer and money laundering compliance officer in relation to controlled investment business carried on by a licensed entity.
The Regulation of Fiduciaries, Administration Business and Company Directors, etc (Bailiwick of Guernsey) Law, 2000, as amended from 31 March 2021 until 31 March 2031: the functions of shareholder, controller, director, partner, manager, money laundering reporting officer and money laundering compliance officer in relation to a regulated activity carried on by or for a licensed fiduciary.
The Insurance Managers and Insurance Intermediaries (Bailiwick of Guernsey) Law, 2002, as amended from 31 March 2021 until 31 March 2031: the functions of shareholder, controller, director, partner, manager, money laundering reporting officer and money laundering compliance officer in relation to the business of an insurance manager or an insurance intermediary carried on by or for an insurance manager or an insurance intermediary.
The Insurance Business (Bailiwick of Guernsey) Law, 2002, as amended from 31 March 2021 until 31 March 2031: the functions of shareholder, controller, director, partner, manager, money laundering reporting officer and money laundering compliance officer in relation to an insurance business carried on by or for a licensed business.
The Banking Supervision (Bailiwick of Guernsey) Law, 1994, as amended from 31 March 2021 until 31 March 2031: the functions of shareholder, controller, director, partner, manager, money laundering reporting officer and money laundering compliance officer in relation to a deposit-taking business carried on by or for a licensed institution.
Mr Paul Michael Everitt (Date of Birth 21 March 1968) of Barrowgate, La Route des Cornus, St Martin, Guernsey, GY4 6PS
Date of prohibition order, law under which made and prohibited functions:
The Protection of Investors (Bailiwick of Guernsey) Law, 1987, as amended from 4 March 2021: any function in relation to controlled investment business.
The Regulation of Fiduciaries, Administration Business and Company Directors, etc (Bailiwick of Guernsey) Law, 2000, as amended from 4 March 2021: any function in relation to a regulated activity carried on by a licensed fiduciary.
The Insurance Managers and Insurance Intermediaries (Bailiwick of Guernsey) Law, 2002, as amended from 4 March 2021: any function on behalf of a licensee in relation to the business of an insurance manager or an insurance intermediary.
The Insurance Business (Bailiwick of Guernsey) Law, 2002, as amended from 4 March 2021: any function on behalf of a licensee in relation to an insurance business.
The Banking Supervision (Bailiwick of Guernsey) Law, 1994, as amended from 4 March 2021: any function on behalf of a licensee in relation to a deposit-taking business.
Mr Antonio Carlos de Godoy Buzaneli (Date of Birth 7 June 1961) of 310 Redwood Lane, Key Biscayne, Florida, 33149, USA
Date of prohibition order, law under which made and prohibited functions:
The Protection of Investors (Bailiwick of Guernsey) Law, 1987, as amended, from 4 March 2021: any function in relation to controlled investment business.
The Regulation of Fiduciaries, Administration Business and Company Directors, etc (Bailiwick of Guernsey) Law, 2000, as amended, from 4 March 2021: any function in relation to a regulated activity carried on by a licensed fiduciary.
The Insurance Managers and Insurance Intermediaries (Bailiwick of Guernsey) Law, 2002, as amended, from 4 March 2021: any function on behalf of a licensee in relation to the business of an insurance manager or an insurance intermediary.
The Insurance Business (Bailiwick of Guernsey) Law, 2002, as amended, from 4 March 2021: any function on behalf of a licensee in relation to an insurance business.
The Banking Supervision (Bailiwick of Guernsey) Law, 1994, as amended, from 4 March 2021: any function on behalf of a licensee in relation to a deposit-taking business.
Mr Jose Manuel Ordoñez (Date of Birth 7 March 1971) of 3050, SW 139 Terrace, Davie, Florida, 3330, USA
Date of prohibition order, law under which made and prohibited functions:
The Protection of Investors (Bailiwick of Guernsey) Law, 1987, as amended, from 4 March 2021: any function in relation to controlled investment business.
The Regulation of Fiduciaries, Administration Business and Company Directors, etc (Bailiwick of Guernsey) Law, 2000, as amended, from 4 March 2021: any function in relation to a regulated activity carried on by a licensed fiduciary.
The Insurance Managers and Insurance Intermediaries (Bailiwick of Guernsey) Law, 2002, as amended, from 4 March 2021: any function on behalf of a licensee in relation to the business of an insurance manager or an insurance intermediary.
The Insurance Business (Bailiwick of Guernsey) Law, 2002, as amended, from 4 March 2021: any function on behalf of a licensee in relation to an insurance business.
The Banking Supervision (Bailiwick of Guernsey) Law, 1994, as amended, from 4 March 2021: any function on behalf of a licensee in relation to a deposit-taking business.
Mr Jose Eduardo Paula de Lima Araujo (Date of Birth 22 October 1970) of Av. Carlos Queiroz Telles, 81, Colina 21, Jardim Fonte do Morumbi, Sao Paulo SP, 05704-150, Brazil
Date of prohibition order, law under which made and prohibited functions:
The Protection of Investors (Bailiwick of Guernsey) Law, 1987, as amended, from 4 March 2021: any function in relation to controlled investment business.
The Regulation of Fiduciaries, Administration Business and Company Directors, etc (Bailiwick of Guernsey) Law, 2000, as amended, from 4 March 2021: any function in relation to a regulated activity carried on by a licensed fiduciary.
The Insurance Managers and Insurance Intermediaries (Bailiwick of Guernsey) Law, 2002, as amended, from 4 March 2021: any function on behalf of a licensee in relation to the business of an insurance manager or an insurance intermediary.
The Insurance Business (Bailiwick of Guernsey) Law, 2002, as amended, from 4 March 2021: any function on behalf of a licensee in relation to an insurance business.
The Banking Supervision (Bailiwick of Guernsey) Law, 1994, as amended, from 4 March 2021: any function on behalf of a licensee in relation to a deposit-taking business.
Mr Richard John Bach (Date of Birth 24 October 1954) of L'Ecurie, Rue des Jehans, Torteval, Guernsey, GY8 0RE
Date of prohibition order, law under which made and prohibited functions:
The Regulation of Fiduciaries, Administration Business and Company Directors, etc (Bailiwick of Guernsey) Law, 2000, as amended; from 11 December 2020 until 11 December 2026: the functions of director, controller, partner, manager, money laundering reporting officer, money laundering compliance officer or compliance officer in relation to a regulated activity carried on by or for a licensed fiduciary.
The Protection of Investors (Bailiwick of Guernsey) Law, 1987, as amended; from 11 December 2020 until 11 December 2026: the functions of director, controller, partner, manager, money laundering reporting officer, money laundering compliance officer or compliance officer in relation to controlled investment business carried on by an entity licensed under the Protection of Investors Law.
The Insurance Managers and Insurance Intermediaries (Bailiwick of Guernsey) Law, 2002, as amended; from 11 December 2020 until 11 December 2026: the functions of director, controller, partner, manager, money laundering reporting officer, money laundering compliance officer or compliance officer in relation to the business of an insurance manager or an insurance intermediary by or for an insurance manager or an insurance intermediary.
The Insurance Business (Bailiwick of Guernsey) Law, 2002, as amended; from 11 December 2020 until 11 December 2026: the functions of director, controller, partner, manager, money laundering reporting officer, money laundering compliance officer or compliance officer in relation to an insurance business carried on by or for a licensed insurance business.
The Banking Supervision (Bailiwick of Guernsey) Law, 1994, as amended; from 11 December 2020 until 11 December 2026: the functions of director, controller, partner, manager, money laundering reporting officer, money laundering compliance officer or compliance officer in relation to a deposit-taking business carried on by or for a licensed institution.
Miss Tracey Jane Ozanne (Date of Birth 22 June 1967) of 15 Oldwood Court, New Paris Road, St Peter Port, Guernsey, GY1 2BR
Date of prohibition order, law under which made and prohibited functions:
The Regulation of Fiduciaries, Administration Business and Company Directors, etc (Bailiwick of Guernsey) Law, 2000, as amended; from 11 December 2020 until 11 December 2025: the functions of money laundering reporting officer, money laundering compliance officer or compliance officer in relation to a regulated activity carried on by or for a licensed fiduciary.
The Protection of Investors (Bailiwick of Guernsey) Law, 1987, as amended; from 11 December 2020 until 11 December 2025: the functions of money laundering reporting officer, money laundering compliance officer or compliance officer in relation to controlled investment business carried on by an entity licensed under the Protection of Investors Law.
The Insurance Managers and Insurance Intermediaries (Bailiwick of Guernsey) Law, 2002, as amended; from 11 December 2020 until 11 December 2025: the functions of money laundering reporting officer, money laundering compliance officer or compliance officer in relation to the business of an insurance manager or an insurance intermediary by or for an insurance manager or an insurance intermediary.
The Insurance Business (Bailiwick of Guernsey) Law, 2002, as amended; from 11 December 2020 until 11 December 2025: the functions of money laundering reporting officer, money laundering compliance officer or compliance officer in relation to an insurance business carried on by or for a licensed insurance business.
The Banking Supervision (Bailiwick of Guernsey) Law, 1994, as amended; from 11 December 2020 until 11 December 2025: the functions of money laundering reporting officer, money laundering compliance officer or compliance officer in relation to a deposit-taking business carried on by or for a licensed institution.
Mr Mark Peter Penney (Date of Birth 19 August 1961) of La Grande Houguette, Rue des Coutures, St Martins, Guernsey, GY4 6HN
Date of prohibition order, law under which made and prohibited functions:
The Regulation of Fiduciaries, Administration Business and Company Directors, etc (Bailiwick of Guernsey) Law, 2000, as amended; from 4 May 2020 until 4 May 2026: the functions of director, controller, partner and manager in relation to a regulated activity carried on by or for a licensed fiduciary.
The Protection of Investors (Bailiwick of Guernsey) Law, 1987, as amended; from 4 May 2020 until 4 May 2026: the functions of director, controller, partner, manager and financial advisor in relation to controlled investment business carried on by an entity licensed under the Protection of Investors Law.
The Insurance Managers and Insurance Intermediaries (Bailiwick of Guernsey) Law, 2002, as amended; from 4 May 2020 until 4 May 2026: the functions of director, controller, partner, manager, financial advisor and authorised insurance representative in relation to the business of an insurance manager or an insurance intermediary by or for an insurance manager or an insurance intermediary.
The Insurance Business (Bailiwick of Guernsey) Law, 2002, as amended; from 4 May 2020 until 4 May 2026: the functions of director, controller, partner, manager, general representative and authorised insurance representative in relation to an insurance business carried on by or for a licensed insurance business.
The Banking Supervision (Bailiwick of Guernsey) Law, 1994, as amended; from 4 May 2020 until 4 May 2026: the functions of director, controller, partner and manager in relation to a deposit-taking business carried on by or for a licensed institution.
Mr Marc Adam Roxby (Date of Birth 5 July 1984) of 11 Les Residences, Cobo, Guernsey, GY5 7UZ
Date of prohibition order, law under which made and prohibited functions:
The Regulation of Fiduciaries, Administration Business and Company Directors, etc (Bailiwick of Guernsey) Law, 2000, as amended; from 4 May 2020 until 4 May 2024: the functions of director, controller, partner and manager in relation to a regulated activity carried on by or for a licensed fiduciary.
The Protection of Investors (Bailiwick of Guernsey) Law, 1987, as amended; from 4 May 2020 until 4 May 2024: the functions of director, controller, partner and manager in relation to controlled investment business carried on by an entity licensed under the Protection of Investors Law.
The Insurance Managers and Insurance Intermediaries (Bailiwick of Guernsey) Law, 2002, as amended; from 4 May 2020 until 4 May 2024: the functions of director, controller, partner and manager in relation to the business of an insurance manager or an insurance intermediary by or for an insurance manager or an insurance intermediary.
The Insurance Business (Bailiwick of Guernsey) Law, 2002, as amended; from 4 May 2020 until 4 May 2024: the functions of director, controller, partner and manager in relation to an insurance business carried on by or for a licensed insurance business.
The Banking Supervision (Bailiwick of Guernsey) Law, 1994, as amended; from 4 May 2020 until 4 May 2024: the functions of director, controller, partner and manager in relation to a deposit-taking business carried on by or for a licensed institution.
Mr Kevin Paul Gilligan (Date of Birth 4 January 1979) of The Mooring, Kings Road, St Peter Port, Guernsey, GY1 1QE
Date of prohibition order, law under which made and prohibited functions:
The Regulation of Fiduciaries, Administration Business and Company Directors, etc (Bailiwick of Guernsey) Law, 2000, as amended; from 17 February 2020 until 17 April 2026: the functions of director, controller, partner and manager in relation to a regulated activity carried on by or for a licensed fiduciary.
The Protection of Investors (Bailiwick of Guernsey) Law, 1987, as amended; from 17 February 2020 until 17 April 2026: the functions of director, controller, partner and manager in relation to controlled investment business carried on by an entity licensed under the Protection of Investors Law.
The Insurance Managers and Insurance Intermediaries (Bailiwick of Guernsey) Law, 2002, as amended; from 17 February 2020 until 17 April 2026: the functions of director, controller, partner and manager in relation to the business of an insurance manager or an insurance intermediary by or for an insurance manager or an insurance intermediary.
The Insurance Business (Bailiwick of Guernsey) Law, 2002, as amended; from 17 February 2023 until 17 April 2026: the functions of director, controller, partner and manager in relation to an insurance business carried on by or for a licensed insurance business.
The Banking Supervision (Bailiwick of Guernsey) Law, 1994, as amended; from 17 February 2020 until 17 April 2026: the functions of director, controller, partner and manager in relation to a deposit-taking business carried on by or for a licensed institution.
Gordon, Martyn Paul (Date of Birth 22 July 1972) of La Corniche, La Mine Doree, Rue de la Boullerie, St Andrews, Guernsey, GY6 8XQ
Date of prohibition order, law under which made and prohibited functions:
The Regulation of Fiduciaries, Administration Businesses and Company Directors, etc. (Bailiwick of Guernsey) Law, 2000
from 17 August 2015 until 16 August 2029: any function in relation to a regulated activity carried on by or for a licensed fiduciary.
The Protection of Investors (Bailiwick of Guernsey) Law, 1987
from 17 August 2015 until 16 August 2029: any function in relation to controlled investment business carried on by an entity licensed under the Protection of Investors Law.
The Insurance Managers and Insurance Intermediaries (Bailiwick of Guernsey) Law, 2002
from 17 August 2015 until 16 August 2029: any function in relation to the business of an insurance manager or an insurance intermediary by or or for an insurance manager or an insurance intermediary.
The Insurance Business (Bailiwick of Guernsey) Law, 2002
from 17 August 2015 until 16 August 2029: any function in relation to an insurance business carried on by or for a licensed insurance business.
The Banking Supervision (Bailiwick of Guernsey) Law, 1994
from 17 August 2015 until 16 August 2029: any function in relation to a deposit-taking business carried on by or for a licensed institution.
Wickins, Richard Julian (Date of Birth 6 September 1975) of Amberely, Les Friteaux, St Martins, Guernsey, GY4 6XA
Date of prohibition order, law under which made and prohibited functions:
The Protection of Investors (Bailiwick of Guernsey) Law, 1987
from 3 December 2014: any function in relation to controlled investment business carried on by an entity licensed under the Protection of Investors Law.
The Insurance Business (Bailiwick of Guernsey) Law, 2002
from 3 December 2014: the functions of controller, partner, director or manager in relation to a person licensed under the Insurance Business Law to conduct long-term insurance business.
The Insurance Managers and Insurance Intermediaries (Bailiwick of Guernsey) Law, 2002
from 3 December 2014: any function in relation to an insurance intermediary conducting long-term insurance business.
Merrien, David John (Date of Birth 26 February 1969) of Goldridge House, Les Fauconnaires, St Andrews, Guernsey, GY6 8UE
Date of prohibition order, law under which made and prohibited functions:
The Protection of Investors (Bailiwick of Guernsey) Law, 1987
from 3 December 2014: any function in relation to controlled investment business carried on by an entity licensed under the Protection of Investors Law.
The Banking Supervision (Bailiwick of Guernsey) Law, 1994
from 3 December 2014: any function in relation to a deposit-taking business carried on by or for a licensed institution.
The Regulation of Fiduciaries, Administration Businesses and Company Directors, etc. (Bailiwick of Guernsey) Law, 2000
from 3 December 2014: any function in relation to a regulated activity carried on by or for a licensed fiduciary.
from 3 December 2014: any function in relation to an insurance business carried on by or for a licensed insurance business.
The Insurance Managers and Insurance Intermediaries (Bailiwick of Guernsey) Law, 2002
from 3 December 2014: any function in relation to the business of an insurance manager or an insurance intermediary by or for an insurance manager or an insurance intermediary.
Harbour, Pippa Marie (Date of Birth 22 November 1954) of Shoreham Lodge, La Rue des Varendes, Castel, Guernsey, GY5 7RF
Date of prohibition order, law under which made and prohibited functions:
The Protection of Investors (Bailiwick of Guernsey) Law, 1987
from 27 November 2009: director, controller, partner or manager in relation to a controlled investment business.
The Banking Supervision (Bailiwick of Guernsey) Law, 1994
from 27 November 2009: director, controller, partner or manager in relation to a deposit taking business.
The Regulation of Fiduciaries, Administration Businesses and Company Directors, etc. (Bailiwick of Guernsey) Law, 2000
from 27 November 2009: director, controller, partner or manager in relation to a fiduciary business which undertakes regulated activities.
The Insurance Business (Bailiwick of Guernsey) Law, 2002
from 27 November 2009: director, controller, partner, manager or general representative in relation to an insurance business.
The Insurance Managers and Insurance Intermediaries (Bailiwick of Guernsey) Law, 2002
from 27 November 2009: director, controller, partner, manager or authorised insurance representative in relation to the business of an insurance manager or an insurance intermediary.
Le Page, Martyn, (Date of Birth 13 February 1966) of Shalom, Clos du Soleil, Grand Bouet, St Peter Port, Guernsey, GY1 2RU
Date of prohibition order, law under which made and prohibited functions:
The Protection of Investors (Bailiwick of Guernsey) Law, 1987
from 30 August 2006: any function in relation to controlled investment business.
The Banking Supervision (Bailiwick of Guernsey) Law, 1994
from 30 August 2006: any function in relation to a deposit taking business.
The Regulation of Fiduciaries, Administration Businesses and Company Directors, etc. (Bailiwick of Guernsey) Law, 2000
from 30 August 2006: any function in relation to regulated fiduciary activities.