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Prohibitions

Mr Antonio Carlos de Godoy Buzaneli (Date of Birth 7 June 1961) of 310 Redwood Lane, Key Biscayne, Florida, 33149, USA

25th March 2021
Date of prohibition order, law under which made and prohibited functions: The Protection of Investors (Bailiwick of Guernsey) Law, 1987, as amended, from 4 March 2021: any function in relation to controlled investment business. The Regulation of Fiduciaries, Administration Business and Company Directors, etc (Bailiwick of Guernsey) Law, 2000, as amended, from 4 March 2021: any function in relation...

Mr Richard John Bach (Date of Birth 24 October 1954) of L'Ecurie, Rue des Jehans, Torteval, Guernsey, GY8 0RE

11th December 2020
Date of prohibition order, law under which made and prohibited functions: The Regulation of Fiduciaries, Administration Business and Company Directors, etc (Bailiwick of Guernsey) Law, 2000, as amended; from 11 December 2020 until 11 December 2026: the functions of director, controller, partner, manager, money laundering reporting officer, money laundering compliance officer or compliance officer...

Miss Tracey Jane Ozanne (Date of Birth 22 June 1967) of 15 Oldwood Court, New Paris Road, St Peter Port, Guernsey, GY1 2BR

11th December 2020
Date of prohibition order, law under which made and prohibited functions: The Regulation of Fiduciaries, Administration Business and Company Directors, etc (Bailiwick of Guernsey) Law, 2000, as amended; from 11 December 2020 until 11 December 2025: the functions of money laundering reporting officer, money laundering compliance officer or compliance officer in relation to a regulated activity...

Mr Mark Peter Penney (Date of Birth 19 August 1961) of La Grande Houguette, Rue des Coutures, St Martins, Guernsey, GY4 6HN

4th May 2020
Date of prohibition order, law under which made and prohibited functions: The Regulation of Fiduciaries, Administration Business and Company Directors, etc (Bailiwick of Guernsey) Law, 2000, as amended; from 4 May 2020 until 4 May 2026: the functions of director, controller, partner and manager in relation to a regulated activity carried on by or for a licensed fiduciary. The Protection of...

Mr Charles Peter Gervais Tracy (Date of Birth 23 October 1945) of Claverton House, La Route de Sausmarez, St Martin, Guernsey, GY4 6SG

17th February 2020
Date of prohibition order, law under which made and prohibited functions: The Regulation of Fiduciaries, Administration Business and Company Directors, etc (Bailiwick of Guernsey) Law, 2000, as amended; from 17 February 2020 until 17 August 2023: the functions of director, controller, partner and manager in relation to a regulated activity carried on by or for a licensed fiduciary. The Protection...

Mr Kevin Paul Gilligan (Date of Birth 4 January 1979) of The Mooring, Kings Road, St Peter Port, Guernsey, GY1 1QE

17th February 2020
Date of prohibition order, law under which made and prohibited functions: The Regulation of Fiduciaries, Administration Business and Company Directors, etc (Bailiwick of Guernsey) Law, 2000, as amended; from 17 February 2020 until 17 April 2026: the functions of director, controller, partner and manager in relation to a regulated activity carried on by or for a licensed fiduciary. The Protection...

Mr Alan Michael Chick (Date of Birth 4 June 1954) of The Glen, Talbot Valley, Castel, Guernsey, GY5 7AQ

31st May 2018
Date of prohibition order, law under which made and prohibited functions: The Regulation of Fiduciaries, Administration Business and Company Directors, etc (Bailiwick of Guernsey) Law, 2000, as amended; from 31 May 2018 until 31 May 2023: the functions of director, controller, partner or manager in relation to a regulated activity carried on by or for a licensed fiduciary. The Protection of...

Mr Philip Anthony John Montague, (Date of Birth 22 May 1963) Old Cobo Farm House, Cobo Coast Road, Castel GY5 7HE

14th June 2017
Date of prohibition order, law under which made and prohibited functions: The Regulation of Fiduciaries, Administration Business and Company Directors, etc (Bailiwick of Guernsey) Law, 2000, as amended from 14 June 2017 until 14 June 2024: any function in relation to a regulated activity carried on by or for a licensed fiduciary. The Protection of Investors (Bailiwick of Guernsey) Law, 1987, as...

Mr Lee Timothy Barkman (Date of Birth 27 December 1961) of Les Fontaines, Kings Road, St Peter Port, Guernsey GY11QA.

14th June 2017
The Commission has imposed a prohibition order against Mr Barkman for: serious corporate governance failings in respect of unlicensed companies while acting as a purported director of these companies; providing promotion and investment advice on investments, without having the appropriate license; acting in breach of cell particulars. Date of prohibition order, law under which made and prohibited...

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