Guidance on the Commission’s general approach to enforcement

Guernsey’s financial services regulator has published a guidance note on its general approach to the enforcement process which it administers. This brings together the extensive public guidance which is already available on the Commission’s website.

The paper has been published in response to a decision made by the States of Guernsey in January of this year requiring the Commission to publish such guidance (see Billet d’Etat V of 2016 https://www.gov.gg/CHttpHandler.ashx?id=99971&p=0).

The Commission’s guidance note can be found here.