Approach to Risk Based Supervision – a refresher 

On Tuesday 8 October, the Commission held three one-hour Approach to Risk Based Supervision – a refresher sessions at Les Cotils. 

The sessions, attended by almost 400 individuals, covered: 

• the Commission's approach to risk-based supervision, including what risk-based supervision is and how it works;
• how the Commission engages with firms, from onsite and thematic visits to returns and notification reviews, and what these may involve; and
• the different supervisory tools the Commission uses, including third party reviews and skilled person appointments, risk mitigation programmes and conditions.

The slides from the session can be found below:

Approach to Risk Based Supervision - a refresher presentation