Approach to Risk-based Supervision - a refresher

The Commission will be running three one-hour Approach to Risk-based Supervision – a refresher sessions on Tuesday 8 October.

The voluntary sessions, aimed at anyone interested in learning more about risk-based supervision, will cover:

• the Commission's approach to risk-based supervision, including what risk-based supervision is and how it works;
• how the Commission engages with firms, from onsite and thematic visits to returns and notification reviews, and what these may involve; and
• the different supervisory tools the Commission uses, including third party reviews and skilled person appointments, risk mitigation programmes and conditions.

All sessions will be held in-person at Les Cotils. The sessions will not be recorded however slides will be published at a later date.

To secure your place, please sign up using the links below or via the invitation sent to your firm.  

• Session 1: 9am – 10am (opens in a new window) 
• Session 2: 11am – 12noon (opens in a new window)
• Session 3: 2pm – 3pm (opens in a new window)

Please note: to ensure all firms have an opportunity to attend, booking is limited to three representatives from each firm across the day.

If you have any questions about bookings, please email [email protected].