Approach to Risk-based Supervision – a refresher
On Tuesday 8 October, the Commission held three one-hour Approach to Risk-based Supervision – a refresher sessions at Les Cotils.
The sessions, attended by almost 400 individuals, covered:
- the Commission's approach to risk-based supervision, including what risk-based supervision is and how it works;
- how the Commission engages with firms, from onsite and thematic visits to returns and notification reviews, and what these may involve; and
- the different supervisory tools the Commission uses, including third party reviews and skilled person appointments, risk mitigation programmes and conditions.
The slides from the session can be found below:
Approach to Risk Based Supervision - a refresher presentation