Archived Legislation and Guidance

Archived Legislation and Guidance

Law

The Al Qaida and Taliban Order 2002 62.8KB -
Al-Qaida and Taliban (Freezing of Funds)(Guernsey) Ordinance, 2011 92.2KB -
Al Qaida (Restrictive Measures) (Guernsey) Ordinance 2013
Banking Supervision (Bailiwick of Guernsey) Law, 1994
Banking Supervision (Bailiwick of Guernsey)(Amendment) Law, 2010 79.4KB -
Belarus (Freezing of Funds) (Guernsey) Ordinance 2006
Code of Market Conduct 101.4KB -
Companies (Guernsey) Law 2008 (Consolidated text) 3.5MB -
Control of Borrowing (Bailiwick of Guernsey) Ordinance, 1959 49KB -
Extract from Schedule 1 to Criminal Justice (Proceeds of Crime) (BoG) Law 1999 69KB -
Extract from Schedule 2 to Criminal Justice (Proceeds of Crime) (BoG) Law 1999 49.8KB -
Financial Services Commission (Bailiwick of Guernsey) Law, 1987 (Consolidated text) 765KB -
Financial Services Commission (Bailiwick of Guernsey)(Amendment) Law, 2010 54.4KB -
Libya (Restrictive Measures)(Guernsey) Ordinance, 2011 94.8KB -
Libya (Restrictive-Measures)(Guernsey)(Amendment) Ordinance, 2011 46.1KB -
Libya (Restrictive Measures) (Guernsey) Ordinance, 2011 (Consolidated text) 153.8KB -
The Libya (Restrictive Measures) (Guernsey) Ordinance, 2011 (Consolidated text)
Protection of Investors (Bailiwick of Guernsey) (Amendment) Law, 2010 44.9KB -
Registration of Non-Regulated Financial Services Businesses (Bailiwick of Guernsey) Law, 2008 (Amendment) Ordinance, 2008 65.4KB -
Regulation of Fiduciaries, Administration Businesses and Company Directors, etc (Bailiwick of Guernsey) (Amendment) Law, 2010 79.9KB -
The Terrorism Order 2001 59KB -
Transfer of Funds (GSY-ALDY-Sark) Ordinance 2007 57.2KB -
Protection of Investors (Bailiwick of Guernsey) Law, 1987
Protection of Investors (Administration and Intervention) (Bailiwick of Guernsey) Ordinance, 2008
Regulation of Fiduciaries, Administration Businesses and Company Directors, etc (Bailiwick of Guernsey) Law, 2000
The Zimbabwe (Export of Goods and Freezing of Funds) Ordinance 2002 17.8KB -

Regulations

Criminal Justice (Proceeds of Crime) (BoG) Law 1999 (Amendment of Schedules 1 and 2) Regulations 2008.pdf 37.8KB -
Amalgamation and Migration of Companies (Fees Payable to the Guernsey Financial Services Commission) (Amendment) Regulations 2013 140.9KB -
Amalgamation and Migration of Companies (Fees payable to the Guernsey Financial Services Commission) Regulations, 2010 21.1KB -
Amalgamation and Migration of Companies (Fees payable to the Guernsey Financial Services Commission) Regulations, 2012 221.4KB -
Banking Supervision (Bailiwick of Guernsey)(Amendment) Regulations, 2008 29.6KB -
Council of European Union Regulation No.310 2002 - Zimbabwe 134.4KB -
Criminal Justice (Proceeds of Crime) (BoG) (Amendment) Regs 2006 107.9KB -
Criminal Justice (Proceeds of Crime) (Financial Services Businesses) (Bailiwick of Guernsey) (Amendment) Regulations 2008 304KB -
Criminal Justice (Proceeds of Crime) (Financial Services Businesses) (Bailiwick of Guernsey) Regulations 2007 (Consolidated text) 324.7KB -
Criminal Justice (Proceeds of Crime) (Legal Professionals, Accountants and Estate Agents) (Bailiwick of Guernsey) (Amendment) Regulations, 2008 72.9KB -
Criminal Justice (Proceeds of Crime) (Legal Professionals, Accountants and Estate Agents) (Bailiwick of Guernsey) Regulations 2008 (Consolidated as at 2013) 466.8KB -
Criminal Justice (Proceeds of Crime) (Legal Professionals, Accountants and Estate Agents) (Bailiwick of Guernsey) Regulations, 2008 (Consolidated version as at 2011) 391.5KB -
Criminal Justice (Proceeds of Crime) (Legal Professionals, Accountants and Estate Agents) (Bailiwick of Guernsey) Regulations, 2008 (tracked) 229.6KB -
Criminal Justice (Proceeds of Crime)(Financial Services Businesses)(Bailiiwick of Guernsey) Regulations 2007 (Consolidated Text) - Sept 2008 - Tracked 224.1KB -
Criminal Justice (Proceeds of Crime)(Financial Services Businesses)(Bailiwick of Guernsey) Regulations, 2007 (Consolidated text as at 2011) 396.8KB -
Criminal Justice (Proceeds of Crime)(Financial Services Businesses)(Bailiwick of Guernsey)(Amendment) Regulations, 2010 36.3KB -
Criminal Justice (Proceeds of Crime)(Financial Services Businesses)(Bailiwick of Guernsey)(Amendment)(No.2) Regulations, 2010 60.2KB -
Criminal Justice (Proceeds of Crime)(Legal Professionals, Accountants and Estate Agents)(Bailiwick of Guernsey)(Amendment) Regulations, 2010 37.8KB -
Criminal Justice (Proceeds of Crime)(Legal Professionals, Accountants and Estate Agents)(Bailiwick of Guernsey)(Amendment)(No. 3) Regulations, 2010 208.4KB -
Criminal Justice (Proceeds of Crime)(Legal Professionals, Accountants and Estate Agents)(Bailiwick of Guernsey)(Amendment)(No.2) Regulations, 2010 53.3KB -
Disclosure (Bailiwick of Guernsey) Regulations, 2007 (Consolidated text) 89.4KB -
Draft Uncertificated Securities (Guernsey) Regulations, 200[7] 325.5KB -
Draft Uncertificated Securities (Guernsey) Regulations, 200[7] 325.5KB -
Extract from the Criminal Justice (Proceeds of Crime) (FSBs) Reg 2007 9.5KB -
Financial Services Commission (Bailiwick of Guernsey)(Amendment) Regulations, 2010 584.8KB -
Financial Services Commission (Fees) (Amendment) Regulations, 2013 123.3KB -
Financial Services Commission (Fees) Regulations, 2006 149.7KB -
Financial Services Commission (Fees) Regulations, 2009 167.5KB -
Financial Services Commission (Fees) Regulations, 2010 210.1KB -
Financial Services Commission (Fees) Regulations, 2011 2.2MB -
Financial Services Commission (Fees) Regulations, 2012 2.2MB -
Financial Services Commission (Fees) Regulations, 2013 0.9MB -
Financial Services Commission (Fees) Regulations, 2014 1.4MB -
Insurance Business (Bailiwick of Guernsey) (Amendment) Regulations 2008 30.5KB -
Insurance Managers and Insurance Intermediaries (Bailiwick of Guernsey) (Amendment) Regulations, 2008 30.5KB -
Protected Cell Companies and Incorporated Cell Companies (Fees for Insurers) Regulations, 2009 76.6KB -
Protected Cell Companies and Incorporated Cell Companies (Fees for Insurers) Regulations, 2010 106.1KB -
Registration of non-reg FSBs fees Regulations 2009 48.2KB -
Registration of Non-Regulated Financial Services Businesses (Bailiwick of Guernsey) Law, 2008 (Schedule 1 Amendment) Regulations, 2010 49.2KB -
Registration of Non-Regulated Financial Services Businesses (Bailiwick of Guernsey)(Fees) Regulations, 2008 15.8KB -
Registration of Non-Regulated Financial Services Businesses (Bailiwick of Guernsey)(Fees) Regulations, 2010 70.6KB -
Registration of Non-Regulated FSBs Law Schedule 1 Amendment Regulations, 2008 71.3KB -
Regulation of Fiduciaries (Fees) Regulations, 2006 108.4KB -
Regulation of Fiduciaries (Fiduciary Advertisements and Annual Returns) Regulations, 2001 90.7KB -
Regulation of Fiduciaries, Administration Businesses and Company Directors, etc (Bailiwick of Guernsey) (Amendment) Regulations, 2008 28.9KB -
Schedule 1 to Terrorism and Crime (BoG) Law 2002 10.6KB -
Terrorism and Crime (Bailiwick of Guernsey) Regulations, 2007 (Consolidated text) 89.7KB -
The Criminal Justice (Proceeds of Crime) (FSBs) Amendment Reg 2009 50.8KB -
The Criminal Justice (Proceeds of Crime) (FSBs) Reg 2007 - amended 110.8KB -
The Criminal Justice (Proceeds of Crime) (FSBs) Regulations 2007 - highlighted 234.1KB -
The Criminal Justice (Proceeds of Crime) (Legal Professionals) (Amendment) Reg 2009 46.9KB -
The Disclosure (Bailiwick of Guernsey) Regulations, 2007 as amended 142KB -
The Disclosure (BoG) (Amendment) Reg 2010 257KB -
The Terrorism and Crime (BoG) (Amendment) Reg 2010 266.2KB -
The Regulation of Fiduciaries (Fiduciary Advertisements and Annual Returns)(Amendment) Regulations, 2013 6.6MB -
The Amalgamation and Migration of Companies (Fees payable to the GFSC) (Amendment) Regulations, 2017 122.8KB -
The Insurance Managers and Insurance Intermediaries (Approved Assets) (Amendment) Regulations, 2018 430.4KB -
Criminal Justice (Proceeds of Crime) (Legal Professionals, Accountants and Estate Agents) (Bailiwick of Guernsey) Regulations, 2008 (Consolidated as at 01/01/2014) 532.1KB -
Banking Supervision (Bailiwick of Guernsey) Regulations, 2010
Regulation of Fiduciaries (Consequential Modifications) Regulations, 2001
Regulation of Fiduciaries (Fiduciary Advertisements and Annual Returns) Regulations, 2012
Regulation of Fiduciaries, Administration Businesses and Company Directors, etc (Bailiwick of Guernsey) (Amendment) Regulations, 2008
The Regulation of Fiduciaries, Administration Businesses and Company Directors etc. (Bailiwick of Guernsey) (Pensions Amendment) (No.2) Regulations, 2017
The Regulation of Fiduciaries, Administration Businesses and Company Directors, etc (Bailiwick of Guernsey) (Foundations Amendment) Regulations, 2013
The Regulation of Fiduciaries, Administration Businesses and Company Directors, etc. (Bailiwick of Guernsey) (Pensions Amendment) Regulations 2017
Registration of Non-Regulated Financial Services Businesses (Bailiwick of Guernsey) (Fees) Regulations, 2015
The Amalgamation and Migration of Companies (Fees payable to the Guernsey Financial Services Commission) (Amendment) Regulations, 2017
The Financial Services Commission (Fees) (Amendment)Regulations 2018
The Financial Services Commission (Limited Liability Partnerships) (Fees) Regulations, 2016
The Insurance Business (Adaptation for Members of the Society of Lloyd's) Regulations, 2008
The Insurance Business (Annual Return) Regulations, 2008
The Insurance Managers and Insurance Intermediaries (Annual Return) Regulations, 2008
The Insurance Business (Duties of General Representatives) Regulations, 2008
The Insurance Business (Licensing) Regulations, 2010
The Insurance Managers and Insurance Intermediaries (Approved Assets) Regulations, 2008
The Insurance Managers and Insurance Intermediaries (Client Monies) Regulations, 2008
The Insurance Managers and Insurance Intermediaries (Licensing) Regulations, 2002
The Protected Cell Companies and Incorporated Cell Companies (Fees for Insurers) Regulations, 2012
The Protected Cell Companies and Incorporated Cell Companies (Fees for Insurers) Regulations, 2013
The Protected Cell Companies and Incorporated Cell Companies (Fees for Insurers) Regulations, 2014
The Protected Cell Companies and Incorporated Cell Companies (Fees for Insurers) Regulations, 2015
The Protected Cell Companies and Incorporated Cell Companies (Fees for Insurers) Regulations, 2016
The Protected Cell Companies and Incorporated Cell Companies (Fees for Insurers) Regulations, 2017
The Protected Cell Companies and Incorporated Cell Companies (Fees payable to the Guernsey Financial Services Commission) Regulations, 2016
The Financial Services Commission (Administrative Financial Penalties) (Bailiwick of Guernsey) Regulations, 2010
The Financial Services Commission (Fees) Regulations, 2015
The Financial Services Commission (Fees) Regulations, 2016
The Financial Services Commission (Fees) Regulations, 2017
The Amalgamation and Migration of Companies (Fees payable to the Guernsey Financial Services Commission) (Amendment) Regulations, 2016
The Regulation of Fiduciaries (Annual Return) Regulations, 2017
The Registration of Non-Regulated Financial Services Businesses (Bailiwick of Guernsey) (Fees) Regulations, 2012
The Registration of Non-Regulated Financial Services Businesses (Bailiwick of Guernsey) (Fees) Regulations, 2013
The Registration of Non Regulated Financial Services Businesses (Bailiwick of Guernsey) (Fees) Regulations, 2014
The Registration of Non-Regulated Financial Services Businesses (Bailiwick of Guernsey) (Fees) Regulations, 2016
The Registration of Non-Regulated Financial Services Businesses (Bailiwick of Guernsey) (Fees) Regulations, 2017
The Registration of Non-Regulated Financial Services Businesses (Bailiwick of Guernsey) Law, 2008 (Schedule 1 Amendment) Regulations, 2013
Financial-Services-Commission-(Limited-Liability-Partnerships)-(Fees)-Regs-2015 0.9MB -
The Criminal Justice (Proceeds of Crime) (Legal Professionals, Accountants and Estate Agents) (Bailiwick of Guernsey) (Amendment) Regulations, 2016
Financial Services Commission (Limited Liability Partnerships) (Fees) Regulations, 2021

Instructions

Business from Sensitive Sources Notice (Number 07) for Financial Services Businesses 85.4KB -
Business From Sensitive Sources Notice (Number 1) 10.4KB -
Business from Sensitive Sources Notice (Number 1) for Prescribed Businesses 92KB -
Business From Sensitive Sources Notice (Number 2) 12.6KB -
Business From Sensitive Sources Notice (Number 2) for Prescribed Businesses 84.7KB -
Business From Sensitive Sources Notice (Number 3) 20.5KB -
Business from Sensitive Sources Notice (Number 3) for Prescribed Businesses 88.1KB -
Business From Sensitive Sources Notice (Number 4) 36.1KB -
Business From Sensitive Sources Notice (Number 4) for Prescribed Businesses 75.9KB -
Business from Sensitive Sources Notice (Number 5) 47KB -
Business from Sensitive Sources Notice (Number 6) 91.5KB -
Business from Sensitive Sources Notice (Number 8) 72.4KB -
Business From Sensitive Sources Notice (Number 9) 91KB -
Financial Services Businesses Instruction (Number 02/2014) Business from Sensitive Sources 127.3KB -
Financial Services Businesses Instruction (Number 03/2014) 138KB -
Financial Services Businesses Instruction (Number 07) 149.4KB -
Financial Services Businesses Instruction (Number 08) 74.9KB -
Financial Services Businesses Instruction (Number 09) 104.1KB -
Financial Services Businesses Instruction (Number 10) 141.2KB -
Financial Services Businesses Instruction (Number 11) 173.5KB -
Financial Services Businesses Instruction (Number 12) 198.2KB -
Financial Services Businesses Instruction (Number 13) Business from Sensitive Sources 185.3KB -
Financial Services Businesses Instruction (Number 15) Business from Sensitive Sources 200.1KB -
Financial Services Businesses Instruction (Number 16) Business from Sensitive Sources 196.5KB -
Financial Services Businesses Instruction (Number 17) Business from Sensitive Sources 251.8KB -
Financial Services Businesses Instruction (Number 19) Business from Sensitive Sources 379KB -
Financial Services Businesses Instruction (Number 20) Business from Sensitive Sources 67.1KB -
Financial Services Businesses Instruction (Number 21) Business from Sensitive Sources 345.2KB -
Financial Services Businesses Instruction (Number M 01/2014) 53.5KB -
Financial-Services Businesses Instruction (Number 18) Business from Sensitive Sources 327.4KB -
Instruction (Number 04/2014) for Financial Services Businesses 144.6KB -
Instruction No. 01/2015 for Financial Services Businesses 308.4KB -
Instruction No. 01/2015 for Prescribed Businesses 308.8KB -
Instruction No. 02/2015 for Financial Services Businesses 147KB -
Instruction No. 02/2015 for Prescribed Businesses 147.1KB -
Instruction No. 03/2015 for Financial Services Businesses 395.2KB -
Instruction No. 03/2015 for Prescribed Businesses 395.4KB -
Instruction No. 04/2015 for Prescribed Businesses 301.2KB -
Instruction No. 04/2015 from Financial Services Businesses 301KB -
Instruction No. 05/2014 for Financial Services Businesses 54.7KB -
Instruction No. 05/2014 for Prescribed Businesses 54.6KB -
Instruction No. 06/2014 for Financial Services Businesses 153.8KB -
Instruction No. 06/2014 for Prescribed Businesses 153.4KB -
Instruction Number (01/2014) for Fiduciary Financial Services Business 19.7KB -
Instruction Number (04/2014) for Prescribed Businesses 148.6KB -
Instruction Number 01/2016 for Financial Services Businesses 363.3KB -
Instruction Number 01/2016 for Prescribed Businesses 363.1KB -
Instruction Number 07/2014 for Financial Services Businesses 183.8KB -
Instruction Number 07/2014 for Prescribed Businesses 184.1KB -
Instructions and Notices - Record of Changes (9 July 2014) 244.9KB -
Instructions and Notices - Record of Changes (December 2014) 376.7KB -
Instructions and Notices - Record of Changes (June 2014) 238.7KB -
Instructions and Notices - Record of Changes (November 2014) 269KB -
Notices and Instructions 787.1KB -
Notices and Instructions Record of Changes 260214 335.9KB -
Prescribed Businesses Instruction (Number 02/2014) Business from Sensitive Sources 127.6KB -
Prescribed Businesses Instruction (Number 03/2014) 347.1KB -
Prescribed Businesses Instruction (Number 05) 149.4KB -
Prescribed Businesses Instruction (Number 06) 89.8KB -
Prescribed Businesses Instruction (Number 07) 104.4KB -
Prescribed Businesses Instruction (Number 08) 141.2KB -
Prescribed Businesses Instruction (Number 09) 171.4KB -
Prescribed Businesses Instruction (Number 10) 198.7KB -
Prescribed Businesses Instruction (Number 11) Business from Sensitive Sources 186.9KB -
Prescribed Businesses Instruction (Number 13) Business from Sensitive Sources 224.8KB -
Prescribed Businesses Instruction (Number 14) Business from Sensitive Sources 195.9KB -
Prescribed Businesses Instruction (Number 15) Business from Sensitive Sources 251.7KB -
Prescribed Businesses Instruction (Number 16) Business from Sensitive Sources 326.9KB -
Prescribed Businesses Instruction (Number 17) Business from Sensitive Sources 364.1KB -
Prescribed Businesses Instruction (Number 18) Business from Sensitive Sources 67.3KB -
Prescribed Businesses Instruction (Number 19) Business from Sensitive Sources 344.2KB -
Prescribed Businesses Instruction (Number M 01/2014) 53.4KB -

Rules

The Licensees (Conduct of Business) Rules 2009.docx 73.1KB -
Collective Investment Schemes (Class B) Rules 1990 162KB -
Collective Investment Schemes (Designated Persons) Rules 1988 48.6KB -
Draft Authorised Closed ended Investment Schemes Rules 2008 168KB -
Draft Handbook on Countering Financial Crime and the Financing of Terrorism - April 2007 4MB -
Draft Prospectus Rules 200[8] 55.5KB -
Draft Registered Collective Investment Scheme Rules 200[8] 73.9KB -
Funds Development 105.8KB -
Handbook for Financial Services Businesses 2.4MB -
Handbook for Financial Services Businesses 5.2MB -
Handbook for Financial Services Businesses (clean) 2.4MB -
Handbook for Financial Services Businesses (clean) 2.1MB -
Handbook for Financial Services Businesses (clean) 2.1MB -
Handbook for Financial Services Businesses (clean) 2.1MB -
Handbook for Financial Services Businesses (clean) 6MB -
Handbook for Financial Services Businesses (clean) 5.9MB -
Handbook for Financial Services Businesses (clean) 5.2MB -
Handbook for Financial Services Businesses (current) August 10.pdf 2.4MB -
Handbook for Financial Services Businesses (draft) 4MB -
Handbook for Financial Services Businesses (proposed tracked) 5.6MB -
Handbook for Financial Services Businesses (proposed) 5.1MB -
Handbook for Financial Services Businesses (tracked changes) 2.4MB -
Handbook for Financial Services Businesses (tracked for consultation) 1.1MB -
Handbook for Financial Services Businesses (tracked) 2.5MB -
Handbook for Financial Services Businesses (tracked) 2.1MB -
Handbook for Financial Services Businesses (tracked) 2.1MB -
Handbook for Financial Services Businesses (tracked) 2.1MB -
Handbook for Financial Services Businesses (tracked) 6.2MB -
Handbook for Financial Services Businesses (tracked) 5.9MB -
Handbook for Financial Services Businesses (tracked) August 10 2.4MB -
Handbook for Financial Services Businesses on Countering Financial Crime and Terrorist Financing (clean) Dec 12 2.9MB -
Handbook for Financial Services Businesses on Countering Financial Crime and Terrorist Financing (current) March and April 2013 2.1MB -
Handbook for Financial Services Businesses on Countering Financial Crime and Terrorist Financing (November 2015) 3.2MB -
Handbook for Financial Services Businesses on Countering Financial Crime and Terrorist Financing (November 2015) (Blacklined) 3.2MB -
Handbook for Financial Services Businesses on Countering Financial Crime and Terrorist Financing (tracked) December 12 2.9MB -
Handbook for Financial Services Businesses on Countering Financial Crime and Terrorist Financing (tracked) March and April 2013 3.1MB -
Handbook for FSBs (clean) - September 2008 5.9MB -
Handbook for FSBs (clean) July 11 2.4MB -
Handbook for FSBs (tracked) July 11 2.6MB -
Handbook for FSBs (tracked) Sept 08 6MB -
Handbook for PBs (current) Oct 10 2MB -
Handbook for PBs (tracked) Dec 09 0.9MB -
Handbook for PBs (tracked) Oct 10 2MB -
Handbook for Prescribed Businesses (clean) 1.9MB -
Handbook for Prescribed Businesses (clean) 1.9MB -
Handbook for Prescribed Businesses (clean) 1.1MB -
Handbook for Prescribed Businesses (clean) 3.9MB -
Handbook for Prescribed Businesses (clean) 3.8MB -
Handbook for Prescribed Businesses (clean) 3.8MB -
Handbook for Prescribed Businesses (clean) August 10.pdf 1.9MB -
Handbook for Prescribed Businesses (clean) July 11 2MB -
Handbook for Prescribed Businesses (draft) 1.9MB -
Handbook for Prescribed Businesses (tracked changes) 2MB -
Handbook for Prescribed Businesses (tracked for consultation) 1.1MB -
Handbook for Prescribed Businesses (tracked) 2MB -
Handbook for Prescribed Businesses (tracked) 1.1MB -
Handbook for Prescribed Businesses (tracked) 4MB -
Handbook for Prescribed Businesses (tracked) 3.8MB -
Handbook for Prescribed Businesses (tracked) 3.8MB -
Handbook for Prescribed Businesses (tracked) August 10.pdf 1.9MB -
Handbook for Prescribed Businesses (tracked) July 11 2MB -
Handbook for Prescribed Businesses on Countering Financial Crime and Terrorist Financing (clean) Dec 12 2.4MB -
Handbook for Prescribed Businesses on Countering Financial Crime and Terrorist Financing (current) March and April 2013 1.9MB -
Handbook for Prescribed Businesses on Countering Financial Crime and Terrorist Financing (November 2015) 2.9MB -
Handbook for Prescribed Businesses on Countering Financial Crime and Terrorist Financing (November 2015) (Blacklined) 2.9MB -
Handbook for Prescribed Businesses on Countering Financial Crime and Terrorist Financing (tracked) December 12 2.4MB -
Handbook for Prescribed Businesses on Countering Financial Crime and Terrorist Financing (tracked) March and April 2013 2.6MB -
Registered Collective Investment Scheme Rules 2008 223.9KB -
The Insurance Managers and Insurance Intermediaries Conduct of Business Rules (to 31/12/2014) 28.5KB -
The Authorised Collective Investment Schemes (Class B) Rules, 2013 (The Class B Rules)Archive 623KB -
The Private Investment Fund Rules 2016 70.1KB -
The Licensees (Conduct of Business) Rules 2016 (Amendment) Rules 2017 112.2KB -
Authorised Closed-Ended Investment Schemes Rules 2008 241.4KB -
Collective Investment Schemes (Qualifying Professional Investor Funds) (Class Q) Rules 1998 60.8KB -
Guernsey Green Fund Consolidated Rules 2018 686.9KB -
Licensees (Capital Adequacy) Rules 2010 214.4KB -
Prospectus Rules 2018 405.3KB -
Registered Collective Investment Scheme Rules 2018 428.6KB -
Retirement Annuity Trust Schemes Rules, 2010 1.4MB -
Retirement Annuity Trust Schemes Rules, 2010 (consolidated text) 1MB -
The Authorised Collective Investment Schemes (Class B) Rules 2013 2.8MB -
The Insurance Business (Public Disclosure of Information) Rules, 2018 553.2KB -
The Insurance Intermediaries (Conduct of Business) Rules 2014 1MB -
The Insurance Managers (Conduct of Business) Rules 2014 352.9KB -
The Licensees (Conduct of Business) Rules 2016 1.1MB -
The Pension Rules and Guidance 2020 726.8KB -
The Private Investment Fund Rules and Guidance 2021 351.7KB -
The Registered Collective Investment Schemes Rules 2015 380.4KB -
The Retirement Annuity Trust Schemes (Amendment) Rules, 2013 691.5KB -
Insurance Business (Special Purpose Insurer) Rules 2018 499KB -
The Licensed Insurer's (Conduct of Business) Rules, 2018 606.4KB -
AIFMD Rules 2013
Guernsey Green Fund (Amendment) Rules, 2021 488.3KB -
The Fiduciary Rules and Guidance 2020 1MB -
Banking Supervision (Accounts) Rules, 1994
Guernsey Green Fund Amendment Rules 2018
The Insurance Business (Solvency) Rules, 2015 1.6MB -
The Guernsey Green Fund Rules and Guidance, 2021 473.6KB -
The Licensees (Conduct of Business) Rules and Guidance, 2021 626.7KB -
The Licensees (Conduct of Business) Rules and Guidance, 2021 (consolidated text) 547.7KB -

Codes

Code of Conduct for Authorised Insurance Representatives (to 31/12/2014) 22.8KB -
Code of Conduct for Insurers Conducting Long-Term Business 14.2KB -
Code of practice-TSPs-2009 35.5KB -
Code of practice-Directors-2009 11.5KB -
Code of practice-CSPs-2009 33.2KB -
Code of Practice for Insurance Intermediary Applicants and Licensees Conducting Business in the BoG 13.6KB -
Licensed Insurers' Code of Conduct 26.9KB -
Guernsey Financial Services Commission Code of Practice for Banks 31.7KB -
Principles for the Management of Credit Risk 13.3KB -
Code of Practice for Branch Operations 9.2KB -
Code of Conduct for Financial Advisers 318.4KB -
Code of Corporate Governance 337.2KB -

Guidance

Anti-money laundering guidance 2002 321.4KB -
Egmont case studies 2.9MB -
Guidance Note on Registered Closed-Ended Funds 97.3KB -
Guidance Note on The Licensees (Conduct of Business) Rules 2009 174.5KB -
Guidance Notes on AML CFT - 2002 542.1KB -
Guidance Notes on the Prevention of Money Laundering - 1997 5.4MB -
Incorrect Pricing of Authorised Collective Investment Schemes - Guidance Note on Correction and Compensation 26.5KB -
Incorrect Pricing of Authorised Collective Investment Schemes - Guidance Note on Correction and Compensation 26.5KB -
Leaflet - Fighting Crime and Terrorism - You can help 535.2KB -
Simplified Guidance on the AML-CFT Framework 193.4KB -
Statement on Interviews Conducted under Section 21B(1) of the Financial Services Commission (Bailiwick of Guernsey) Law, 1987 (Consolidated text) 173.1KB -
The Authorised Collective Investment Schemes (Class B) Rules, 2013 - Feedback on Consultation 57.4KB -
Applications/Notifications in respect of Manager-Led Product
Article 36 of AIFMD - Depositary Requirements Guidance Notes Post-Consultation 479KB -
Change of Designated Person Guidance 176KB -
Custodians of Open-Ended Collective Investment Schemes with Indirectly Held Assets - Guidance Note 753.9KB -
Guidance Note for International Life and Pensions Insurers 16.8KB -
Guidance Note for Licensed Insurers on Category 6 - Non-Special Purposes Insurers 567.4KB -
Guidance Note for Licensed Insurers on Reinsurance and Other Forms of Risk Transfer 322.6KB -
Guidance Note for Licensed Insurers on Resilience Testing 14.7KB -
Guidance Note on Licensed Insurers' Own Solvency Assessment 403.9KB -
Guidance Note on Private Trust Companies 546.3KB -
Guidance Note on Registered Collective Investment Schemes 92.9KB -
Guidance note on Special Purpose Insurers 444.3KB -
Guidance Note on the Independence of Managers and Trustees of Class A Collective Investment Schemes 11.4KB -
Guidance Note on The Licensees (Capital Adequacy) Rules 2010 64.8KB -
Guidance Note on the Outsourcing of Functions by Entities Licensed Under The Protection of Investors (Bailiwick of Guernsey) Law, 1987 60.7KB -
Guidance Note on Training and Competency Schemes 176.4KB -
Guidance Note on Up Streaming and Transparency 99.9KB -
Guidance Note on Verification of Prudential Returns 137.3KB -
Guidance Notes For Completion Of Investment Audited Financial Statements and Compliance Returns (Licensee) – FORM 142 241.2KB -
Guidance on disclosure under the AIR Code 342.4KB -
Guidance on Liquidity Risk Management 534KB -
Guidance on notifications required from Licensed Insurers 30.6KB -
Guidelines to Banks and their Auditors 753.9KB -
Guidelines to banks and their auditors issued under s1 (b) (ii) of the Banking Supervision (Accounts) Rules, 1994 474.8KB -
Hedge Funds - Flexible Approach to Authorisation Policy 23.3KB -
Non-Guernsey Schemes Guidance 113KB -
Note on company formation 148.7KB -
Note on managed trust company relationships 23.7KB -
Pricing controls in respect of Open Ended Collective Investment Schemes 76.1KB -
Principles of Conduct of Derivatives Business 152.4KB -
Private Investment Fund - Guidance Note 174.8KB -
Registered Office Guidance 471.7KB -
The Licensees (Conduct of Business) Rules 2009 - Guidance Note 353.4KB -
Guidance Note on Notifications of New Directors, Controllers and Partners of Licensees Under Section 28A of The Protection of Investors (Bailiwick of Guernsey) Law, 1987 14.7KB -
Guidance for Entities Acting in Respect of Qualifying Investor Funds or Registered Closed Ended Investment Funds 38.6KB -
Decision Making Process - November 2019 287.4KB -
Guidance Note on the Completion and Submission of Annual Returns 427.4KB -
Appointment of Administrator and Administration Manager 67.4KB -
Directions to a Licensee 84.6KB -
Directions to Advertisers 88.4KB -
Disapplication of the Directorship Exemption 63.6KB -
Discretionary Financial Penalties 704.9KB -
Disqualification of Actuaries 61.9KB -
Disqualification of Auditors 116.1KB -
Disqualification Orders 3.7MB -
Licence Cancellation, Revocation or Suspension 3.4MB -
Private Reprimands 2.5MB -
Prohibition Orders 86.8KB -
Public Statements 810.3KB -
Winding Up of a Business 3.4MB -
Discretionary Financial Penalties Bandings, 2017 1.8MB -
The Commission’s general approach to Enforcement, 2018 448.2KB -
AML/CFT Typologies - Jersey 636.2KB -

Other

Consultation paper fee rate Proposals 2012.docx 65.3KB -
Consultation Document on Amendments to the Bailiwick's Framework for CML and TF 39KB -
Consultation on Amendments to the Criminal Justice Legislation in Respect of ML and TF 122.4KB -
Consultation Paper on Proposed Framework for PBs 61.9KB -
Consultation Paper Proposed Extension of Commission's Enforcement Powers 210.8KB -
Explanatory Note and Feedback on Consultation on The Licensees (Conduct of Business) Rules, 2009 11.8KB -
Dear CEO - Custodians 298.1KB -
Feedback Statement on The Registered Collective Investment Schemes Rules 2015 284.1KB -
The-Retirement-Annuity-Trust-Schemes-Rules-2015 120.2KB -
Commission SAR Presentation Summary 354.4KB -
GACO Samantha Sheen Presentation (29-01-14) 234.4KB -

Consultations

Consultation - Authorised Collective Investment Schemes (Class B) Rules, 2012 107KB -
Consultation on Draft Licensees (Capital Adequacy) Rules 2009 13.1KB -
Consultation on the Draft of the Collective Investment Schemes (Class A) Rules 2008 500.5KB -
Consultation Paper Code of Corporate Governance 97.8KB -
Consultation Paper Fee Rate Proposals 2011 240.6KB -
Consultation Paper Finance Sector Code of Corporate Governance 636.9KB -
Consultation Paper on Amendments to the Insurance Fees Regulations 21KB -
Consultation Paper on Amendments to The Protection of Investors (Bailiwick of Guernsey) Law, 1987 As Amended 141.4KB -
Consultation Paper on Proposals for Amendments to The Protection of Investors Law, The Financial Services Commission Law and The Insider Dealing Law 155.9KB -
Consultation Paper on Registered Closed-Ended Investment Funds 30.3KB -
Consultation Paper on Revised Proposals for Amendments to The Protection of Investors Law and The Insider Dealing Law 72.2KB -
Consultation Paper on the Draft Code of Market Conduct 102.6KB -
Consultation Paper on the Regulatory Framework for Hedge Funds in Guernsey 25KB -
Criminal Justice (Proceeds of Crime) (Legal Professionals, Accountants and Estate Agents) (Bailiwick of Guernsey) Regulations, 2008 - Draft 114KB -
Criminal-Justice-(POC)(FSB)(BoG)-Regulations-2007-(tracked-for-consultation)-June-12 339.5KB -
Criminal-Justice-(POC)(PBs)(BoG)-Regulations-2008-(tracked-for-consultation)-June-12 400.9KB -
Draft Authorised Collective Investment Schemes (Class B) Rules, 2012 344KB -
Handbook for FSBs on Countering Financial Crime and Terrorist Financing (tracked for consultation) June 12 3.1MB -
Handbook for Prescribed Businesses on Countering Financial Crime and Terrorist Financing (tracked for Consultation) June 12 2.6MB -
Schedule 1 and 2 to POC Law (tracked for consultation) June 12 144.1KB -
Schedule 1 to Reg of NRFSBs (BoG) Law 2008 (tracked for-consultation) June 12 124KB -
Second Consultation on the Implementation of Guernsey Financial Advice Standards 734.5KB -

Rules

THE COLLECTIVE INVESTMENT SCHEMES 201.5KB -
THE LICENSEES (FINANCIAL RESOURCES, 224.5KB -
The Insurance Business (Solvency) Rules, 2015 1.6MB -
Fiduciary Rules and Guidance, 2021 (consolidated text) 574.6KB -
The Licensees (Capital Adequacy) Rules and Guidance, 2021
The Insurance Managers Rules and Guidance, 2021
The Insurance Intermediaries Rules and Guidance, 2021